About this role
OUR MISSION IS TO ENABLE EVERYONE TO BUILD WEALTH
We reinvent how trading and investing work by creating exceptional products people love.
Fostering a culture of excellence and high velocity is the key to our success.
Over the past few years, our client base has grown to over 5 million, and client assets have grown to over €30 billion.
We're now expanding into Germany and strengthening our Compliance Team to uphold the company's commitment to integrity and regulatory adherence.
WHAT YOU'LL DO
- Ensure operational excellence in all relevant compliance areas while aligning with BaFin’s regulatory guidelines.
- Provide expert compliance advice on current and future products, services, and overarching compliance topics such as product governance, vulnerable customers, conflict of interest, outsourcing, and conduct risk.
- Support and drive compliance projects, collaborating with cross-functional teams to deliver results within agreed timelines.
- Oversee the financial promotions review process, ensuring all materials meet regulatory standards.
- Maintain and update compliance policies and procedures, ensuring effective implementation across the organization.
- Build and manage relationships with internal stakeholders, offering tailored compliance guidance to support business objectives.
- Collaborate with the Legal team to manage regulatory interactions, including the relationship with BaFin.
WHAT YOU NEED TO HAVE
- Proven experience in compliance, with a track record of driving operational excellence within a MiFID-regulated firm.
- Educated to degree level in Law, Finance, Business, or a related field.
- Professional proficiency in English, with German language skills considered a strong advantage.
- At least five years of experience in a compliance-focused role, with exposure to senior responsibilities.
- Strong understanding of regulatory compliance frameworks and guidelines, particularly those relevant to BaFin.
- Exceptional organizational skills, with the ability to take ownership and deliver under pressure.
- Experience working in international environments, coordinating across different time zones using digital tools.
WHAT WE OFFER
- Challenges that will help you grow and realise your potential really fast
- Opportunity to make a big impact - you will build innovative services used by millions of investors to build wealth
- Work with smart, spirited, helpful, high-performing colleagues with a common goal
- An environment where nothing is set in stone
- Appreciation for your talent and ideas
- Generous remuneration package
Bring your ambition to Europe’s fastest-growing mobile broker!